ML
ML
Malcolm Lunn is a registered investment advisor at Virtus Investment Advisers, LLC, based in Spring, TX, with 27 years of industry experience. Malcolm operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 105 clients with $54B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
80 advisors
IM Fee
Planning only
Assets Under Management
$54.0B
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Location
Spring, TX
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Virtus Investment Advisers, LLC
November 2018 - Present · 7 yrs 8 mos
Vp Distributors LLC
June 2017 - Present · 9 yrs 1 mo
Vp Distributors LLCBroker
June 2017 - Present · 9 yrs 1 mo
Previous Registrations
Virtus Fund Advisers, LLC
September 2016 - November 2018 · 2 yrs 2 mos
Ridgeworth Distributors LLCBroker
August 2016 - June 2017 · 10 mos
Imst Distributors, LLCBroker
November 2014 - August 2016 · 1 yr 9 mos
Oak Ridge Investments, LLC
October 2014 - August 2016 · 1 yr 10 mos
Goldman, Sachs & CO.Broker
April 2009 - October 2014 · 5 yrs 6 mos
UBS Financial Services INC.
November 2004 - May 2009 · 4 yrs 6 mos
UBS Financial Services INC.Broker
November 2004 - May 2009 · 4 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
May 2000 - November 2004 · 4 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
March 1998 - November 2004 · 6 yrs 8 mos
State Registrations2 states
CTTX
AdvisorBroker
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.