Daniel James O'shea

27 Years of Experience

2 DisclosuresBrokerSells Insurance

Areas of Practice

Investment ManagementRetirement PlanningEstate PlanningEducation PlanningTax PlanningFinancial Planning & CoachingBusiness OwnersHigh Net Worth

Onyx Bridge Wealth Group LLC

Compensation

Fee-Only (AUM)Fixed/Hourly

Firm Size

22 advisors

Number of Clients

1,654 clients

Average Client Portfolio

$605K average

Assets Under Management

$1.0B

Fee Structure

Location

120 White Plains Road, Suite 115, Tarrytown, NY, 10591

Get directions

History

Regulatory History (2)

What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.

Employment Separation After Allegations

November 2000

Customer Dispute

May 2000

Settled

View Full SEC Report How to Read Disclosures

Other Business ActivitiesSells Insurance

Daniel is an Investment Adviser Representative at Onyx Bridge Wealth Group, dedicating about a quarter of his time to portfolio management. He also works as an agent selling fixed/traditional insurance products through PKS Financial and Fixed Insurance, spending minimal time on each, and is the President of Ardsley Engine Company, a volunteer fire department.

Employment History

Current Registrations

Onyx Bridge Wealth Group LLC

July 2021 - Present · 4 yrs 7 mos

Purshe Kaplan Sterling InvestmentsBroker

April 2021 - Present · 4 yrs 10 mos

Previous Registrations

Private Client Services, LLCBroker

March 2020 - April 2021 · 1 yr 1 mo

Wachovia Securities, LLCBroker

November 2000 - October 2006 · 5 yrs 11 mos

Dean Witter Reynolds INC.Broker

April 1998 - November 2000 · 2 yrs 7 mos

May, Davis Group INC.Broker

February 1998 - March 1998 · 1 mo

State Registrations6 states

CTFLKYNYPASC

AdvisorBrokerBoth

Exams

No exam information available for this advisor.