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Daniel O'shea

Onyx Bridge Wealth Group LLC
28 Years of Experience
Tarrytown, NY
2 DisclosuresBrokerSells Insurance
View SEC Summary
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Daniel O'shea is a registered investment advisor at Onyx Bridge Wealth Group LLC, based in Tarrytown, NY, with 28 years of industry experience. Daniel is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 1,846 clients with $1.4B in assets under management.

Onyx Bridge Wealth Group LLC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
22 advisors
Number of Clients
1,846 clients
Average Client Portfolio
$742K average
Assets Under Management
$1.4B

Fee Structure

Minimum Investment:None
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable up to 2.00% depending on portfolio size and complexity. Clients with $2,500,000 or more in assets may agree to an annual flat fee of up to $100,000.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

120 White Plains Road, Suite 115, Tarrytown, NY, 10591

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Employment Separation After Allegations
November 2000
Customer Dispute
May 2000
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Daniel is an Investment Adviser Representative at Onyx Bridge Wealth Group, dedicating about a quarter of his time to portfolio management. He also works as an agent selling fixed/traditional insurance products through PKS Financial and Fixed Insurance, spending minimal time on each, and is the President of Ardsley Engine Company, a volunteer fire department.

Employment History
Current Registrations
Onyx Bridge Wealth Group LLC
July 2021 - Present · 5 yrs 3 mos
Purshe Kaplan Sterling InvestmentsBroker
April 2021 - Present · 5 yrs 6 mos
Previous Registrations
Private Client Services, LLCBroker
March 2020 - April 2021 · 1 yr 1 mo
Ameriprise Financial Services, LLC.
May 2018 - February 2020 · 1 yr 9 mos
Ameriprise Financial Services, LLCBroker
May 2018 - February 2020 · 1 yr 9 mos
Wells Fargo Clearing Services, LLC
February 2007 - May 2018 · 11 yrs 3 mos
Wells Fargo Clearing Services, LLCBroker
October 2006 - May 2018 · 11 yrs 7 mos
Wachovia Securities, LLCBroker
November 2000 - October 2006 · 5 yrs 11 mos
Dean Witter Reynolds INC.Broker
April 1998 - November 2000 · 2 yrs 7 mos
May, Davis Group INC.Broker
February 1998 - March 1998 · 1 mo
State Registrations8 states
CTFLKYNJNYPASCTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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