Alan Tocman
Alan Tocman is a registered investment advisor at Onyx Bridge Wealth Group LLC, based in Tarrytown, NY, with 22 years of industry experience. Alan operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Business Owners, Charitable Giving, Education Planning, Estate Planning, and 5 more. Their firm serves 1,846 clients with $1.4B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
Fees are negotiable up to 2.00% depending on portfolio size and complexity. Clients with $2,500,000 or more in assets may agree to an annual flat fee of up to $100,000.
Fee Estimator
Location
120 White Plains Road, Suite 115, Tarrytown, NY, 10591
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2023Other Business ActivitiesSells Insurance
Alan is an agent selling fixed and traditional insurance products since 2021. This activity requires minimal time.
Employment History
Current Registrations
Onyx Bridge Wealth Group LLC
Previous Registrations
Purshe Kaplan Sterling InvestmentsBroker
Private Client Services, LLCBroker
Ameriprise Financial Services, INC.Broker
Oppenheimer & CO. INC.
Oppenheimer & CO. INC.Broker
David Lerner Associates, INC.Broker
State Registrations6 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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