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Christopher Schmauch

28 Years of Experience
Greensburg, PA
5 DisclosuresBroker

Christopher Schmauch is a registered investment advisor at Wells Fargo Advisors, based in Greensburg, PA, with 28 years of industry experience. Their practice areas include Retirement Planning. Their firm serves 401,726 clients with $200B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
3710 advisors
IM Fee
Planning only
Assets Under Management
$197.4B

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

530 Pellis Road 5000, Greensburg, PA, 15601

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History

Regulatory History (5)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
October 2010
Denied
Customer Dispute
June 2010
Settled
Customer Dispute
October 2009
Settled
Customer Dispute
May 2003
Settled
Customer Dispute
April 2000
Settled
Other Business Activities

Christopher serves as power of attorney and trustee for his mother, and co-owns land leased for solar panels. He also has 100% ownership of Christopher C. Schmauch LLC and 38% ownership of Highlands Wealth Management LLC, dedicating minimal time to the former and about a third of his time to the latter.

Employment History
Current Registrations
Wells Fargo Advisors
July 2024 - Present · 2 yrs 2 mos
Wells Fargo Advisors Financial Network, LLCBroker
July 2024 - Present · 2 yrs 2 mos
Wells Fargo Advisors Financial Network, LLC
July 2024 - Present · 2 yrs 2 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
March 2014 - July 2024 · 10 yrs 4 mos
Wells Fargo Advisors
March 2014 - July 2024 · 10 yrs 4 mos
Morgan Stanley
June 2009 - April 2014 · 4 yrs 10 mos
Morgan StanleyBroker
June 2009 - April 2014 · 4 yrs 10 mos
Morgan Stanley & CO. IncorporatedBroker
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley & CO. Incorporated
April 2007 - June 2009 · 2 yrs 2 mos
Morgan Stanley
February 2007 - April 2007 · 2 mos
Morgan Stanley Dw INC.Broker
February 2007 - April 2007 · 2 mos
UBS Financial Services INC.
September 2002 - March 2007 · 4 yrs 6 mos
UBS Financial Services INC.Broker
February 1998 - March 2007 · 9 yrs 1 mo
State Registrations29 states
AKAZCACODCDEFLGAINKSKYMAMDMIMONCNJNMNYOHPARISCTNTXUTVAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Christopher Schmauch - Financial Advisor | TrueAdvisor