TrueAdvisor
TrueAdvisor
GW
GW

Gregory Wallace

Wells Fargo Advisors
27 Years of Experience
Charlotte, NC
2 DisclosuresBroker
View SEC Summary
View SEC Summary

Gregory Wallace is a registered investment advisor at Wells Fargo Advisors, based in Charlotte, NC, with 27 years of industry experience. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,327,695 clients with $610B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14703 advisors
IM Fee
Planning only
Assets Under Management
$606.0B

Fee Structure

Minimum Investment:$250K
  • Cash Flow Analysis — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Education Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Retirement Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Risk Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Wealth Planning — Up to $1,000 for clients with a net worth of $250,000 to $500,000; up to $2,500 for clients with a net worth over $500,000 to $1,000,000; up to $5,000 for clients with a net worth over $1,000,000.
  • Divorce Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Special Needs Analysis — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Sports & Entertainment — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.
  • Business Owner Planning — Up to $1,500 for clients with a net worth of $250,000 to $500,000; up to $3,750 for clients with a net worth over $500,000 to $1,000,000; up to $7,500 for clients with a net worth over $1,000,000.

The total fee per engagement can range up to $5,000 for clients with a net worth of $250,000 to $500,000, up to $12,500 for clients with a net worth over $500,000 to $1,000,000, and up to $25,000 for clients with a net worth over $1,000,000. Fees are subject to negotiation and may vary.

One-Time Plan:Up to $25,000
View Full SEC Brochure

Location

7624 Pineville Matthews Rd, Charlotte, NC, 28226

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
June 2009
Closed-No Action
Customer Dispute
October 2008
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Clearing Services, LLCBroker
June 2023 - Present · 2 yrs 11 mos
Wells Fargo Advisors
June 2023 - Present · 2 yrs 11 mos
Previous Registrations
Wells Fargo Clearing Services, LLCBroker
February 2023 - April 2023 · 2 mos
Wells Fargo Clearing Services, LLC
February 2023 - April 2023 · 2 mos
Truist Advisory Services, INC.
February 2021 - November 2022 · 1 yr 9 mos
Truist Investment Services, INC.Broker
February 2021 - November 2022 · 1 yr 9 mos
Bb&t Securities, LLC
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Securities, LLCBroker
January 2018 - February 2021 · 3 yrs 1 mo
Bb&t Investment Services, INC.
July 2017 - January 2018 · 6 mos
Bb&t Investment Services, INC.Broker
July 2017 - January 2018 · 6 mos
PNC Investments
September 2014 - March 2017 · 2 yrs 6 mos
PNC InvestmentsBroker
August 2014 - March 2017 · 2 yrs 7 mos
Sterne Agee Asset Management, INC.
March 2012 - July 2014 · 2 yrs 4 mos
Sterne Agee Financial Services, INC.Broker
February 2012 - July 2014 · 2 yrs 5 mos
Synergy Investment Group, LLCBroker
May 2010 - March 2012 · 1 yr 10 mos
Synergy Investment Group, LLC
May 2010 - March 2012 · 1 yr 10 mos
Fifth Third Securities, INC.Broker
June 2008 - June 2010 · 2 yrs
Fifth Third Securities, INC.
June 2008 - June 2010 · 2 yrs
Uvest Financial Services Group, INC.
October 2002 - June 2008 · 5 yrs 8 mos
Uvest Financial Services Group, INC.Broker
May 2002 - June 2008 · 6 yrs 1 mo
First Union Securities, INC.Broker
October 2000 - May 2002 · 1 yr 7 mos
First Union Brokerage Services, INC.Broker
April 2000 - October 2000 · 6 mos
Dean Witter Reynolds INC.Broker
February 1998 - April 2000 · 2 yrs 2 mos
State Registrations3 states
NCSCTN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More financial advisors in Charlotte, NC →All financial advisors in North Carolina →