Deborah Swanson is a CFP-designated registered investment advisor at LPL Financial LLC, based in Jarrell, TX, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
Jarrell, TX
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Deborah operates Swanson Financial Strategies as a DBA for her LPL business, dedicating nearly all of her time to it. She also owns rental real estate and acts as a property manager for her daughter's rental home, spending minimal time on each.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Spc
Sigma Financial CorporationBroker
360 Wealth Management, LLC
Swanson Financial Strategies
Bernard Group Wealth Management
LPL Financial LLC
LPL Financial LLCBroker
Mony Securities CorporationBroker
State Registrations2 states
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