JF
JF
John Fiore
11 Years of Experience
Jacksonville, FL
Broker
John Fiore is a registered investment advisor at Cetera Investment Advisers LLC, based in Jacksonville, FL, with 11 years of industry experience. John operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location
9768 Lantern St, Jacksonville, FL, 32225
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Cetera Investment Advisers LLC
May 2024 - Present · 2 yrs 4 mos
Cetera Investment Services LLCBroker
November 2023 - Present · 2 yrs 10 mos
Previous Registrations
LPL Financial LLC
March 2014 - November 2017 · 3 yrs 8 mos
LPL Financial LLCBroker
March 2014 - November 2017 · 3 yrs 8 mos
CUNA Brokerage Services, INC.
February 2013 - March 2014 · 1 yr 1 mo
CUNA Brokerage Services, INC.Broker
November 2012 - March 2014 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
January 2009 - January 2011 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
September 2008 - January 2011 · 2 yrs 4 mos
Wachovia Securities, LLCBroker
November 2007 - June 2008 · 7 mos
Chase Investment Services CORP.Broker
June 2006 - March 2007 · 9 mos
The Dreyfus Service CorporationBroker
January 1999 - July 1999 · 6 mos
Creative Capital Management CorporationBroker
April 1998 - May 1998 · 1 mo
Gaines, Berland INC.Broker
February 1998 - April 1998 · 2 mos
State Registrations9 states
ALDCFLGAMSNCNJORSC
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.