TrueAdvisor
TrueAdvisor
OL
OL

Odalis Lopez

Chelsea Advisory Services, INC
25 Years of Experience
Miami, FL
2 DisclosuresBrokerSells Insurance
View SEC Summary
View SEC Summary

Odalis Lopez is a registered investment advisor at Chelsea Advisory Services, INC, based in Miami, FL, with 25 years of industry experience. Odalis is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 552 clients with $150M in assets under management.

Chelsea Advisory Services, INC
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
30 advisors
Number of Clients
552 clients
Average Client Portfolio
$267K average
Assets Under Management
$147.4M

Fee Structure

Minimum Investment:$25K
Planning is included in investment management (also available separately)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.00%

Fees are negotiable up to a maximum of 2% of assets under management. Pre-existing clients or employee-related accounts may be charged lower rates.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

Miami, FL

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Judgment / Lien
September 2019
Customer Dispute
March 2003
Settled
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Odalis is a sales agent for various health insurance companies through Sterling Benefits Group, LLC. Additionally, Odalis sells life insurance and annuities through Odalis M. Lopez Financial Associates LLC; each of these activities takes about 10-20% of their time.

Employment History
Current Registrations
Chelsea Advisory Services, INC
August 2019 - Present · 7 yrs 2 mos
Chelsea Financial Services
July 2019 - Present · 7 yrs 3 mos
Chelsea Financial ServicesBroker
July 2019 - Present · 7 yrs 3 mos
Previous Registrations
Ifs Advisory, LLC
October 2017 - March 2019 · 1 yr 5 mos
Ifs SecuritiesBroker
August 2017 - March 2019 · 1 yr 7 mos
G. A. Repple & Company
July 2016 - June 2017 · 11 mos
G. A. Repple & CompanyBroker
July 2016 - June 2017 · 11 mos
Financial West Group
July 2014 - May 2016 · 1 yr 10 mos
Financial West GroupBroker
June 2014 - May 2016 · 1 yr 11 mos
Centaurus Financial, INC.
January 2014 - July 2014 · 6 mos
Centaurus Financial, INC.Broker
January 2014 - July 2014 · 6 mos
Oneamerica Securities, INC.
March 2011 - February 2012 · 11 mos
Oneamerica Securities, INC.Broker
November 2009 - February 2012 · 2 yrs 3 mos
MML Investors Services, INC.
January 2006 - November 2009 · 3 yrs 10 mos
MML Investors Services, INC.Broker
February 2004 - November 2009 · 5 yrs 9 mos
AXA Advisors, LLC
January 1999 - January 2004 · 5 yrs
AXA Advisors, LLCBroker
January 1999 - January 2004 · 5 yrs
The Equitable Life Assurance Society of the United StatesBroker
January 1999 - January 2000 · 1 yr
Princor Financial Services CorporationBroker
December 1998 - January 1999 · 1 mo
State Registrations1 state
FL
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
More Advisors
More financial advisors in Miami, FL →All financial advisors in Florida →