KB
KB

Kathy Barrett

24 Years of Experience
Nashville, TN
Broker

Kathy Barrett is a registered investment advisor at Raymond James Financial Services Advisors, INC, based in Nashville, TN, with 24 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 508,439 clients with $390B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
6484 advisors
IM Fee
Planning only
Assets Under Management
$390.0B

Fee Structure

Hourly Rate:Up to $400/hr
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Location

3322 West End Avenue, Suite 630, Nashville, TN, 37203

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Kathy works as an associate/employee and office manager for Grahampton Wealth Management. She dedicates minimal time to this non-investment related support company.

Employment History
Current Registrations
Raymond James Financial Services Advisors, INC
October 2016 - Present · 9 yrs 7 mos
Raymond James Financial Services, INC.Broker
September 2016 - Present · 9 yrs 8 mos
Previous Registrations
UBS Financial Services INC.
January 2004 - October 2016 · 12 yrs 9 mos
UBS Financial Services INC.Broker
June 2001 - October 2016 · 15 yrs 4 mos
State Registrations1 state
TN
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Kathy Barrett - Financial Advisor | TrueAdvisor