Maritza Rosa-Maldonado is a registered investment advisor at Morgan Stanley, based in Mclean, VA, with 22 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1650 Tysons Boulevard, Suite 1000, Mclean, VA, 22102
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan Stanley
May 2021 - Present · 5 yrs
Morgan StanleyBroker
April 2021 - Present · 5 yrs 1 mo
Previous Registrations
Voya Financial Partners, LLCBroker
January 2021 - March 2021 · 2 mos
Voya Financial Advisors, INC.Broker
November 2020 - March 2021 · 4 mos
Spire Securities, LLCBroker
August 2015 - August 2020 · 5 yrs
Charles Schwab & CO., INC.Broker
July 2008 - August 2015 · 7 yrs 1 mo
Charles Schwab & CO., INC.Broker
April 1999 - July 2004 · 5 yrs 3 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.