Thomas Pekar
Thomas Pekar is a registered investment advisor at Capitol Securities Management, INC., based in Farmingville, NY, with 28 years of industry experience. Thomas operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, Insurance Planning, Investment Management, and 2 more. Their firm serves 3,745 clients with $1.8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
CSM charges a percentage of your portfolio each year for investment advisory advice. The maximum advisory fee is 2.0% per year. The fee is paid in advance, on a quarterly or monthly basis. The amount you pay will reduce any money you make on your investments. CSM also offers wrap fee programs where the fee includes investment advisory services and brokerage execution costs. The maximum wrap fee is 2.0% per year.
Location
Farmingville, NY
Get directionsHistory
Regulatory History (1)
Customer Dispute
January 2001Other Business Activities
Thomas works as a freelance entertainer, including singing, playing guitar, and event MC duties. He dedicates a few hours per week to this activity, none of which occur during securities trading hours.
Employment History
Current Registrations
Capitol Securities Management, INC.
Capitol Securities Management, INC.
Capitol Securities Management, INC.Broker
Previous Registrations
Cetera Advisors LLCBroker
Cetera Investment Advisers LLC
First Allied Advisory Services, INC.
First Allied Securities, INC.
First Allied Securities, INC.
First Allied Securities, INC.Broker
Ladenburg Thalmann Asset Management INC
Ladenburg Thalmann & CO. INC.Broker
Ladenburg Capital Management INC.Broker
State Registrations4 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.