Hui Xu is a registered investment advisor at Morgan Stanley, based in Palo Alto, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1400 Page Mill Road, Palo Alto, CA, 94304
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Regulatory History (2)
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Customer Dispute
September 2009Settled
Customer Dispute
February 2004Denied
Other Business Activities
Hui is a coordinator at the Stanford Financial and Risk Modeling Institute since 2021, spending minimal time outside of business hours. This activity is investment-related.
Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 16 yrs 11 mos
Morgan StanleyBroker
June 2009 - Present · 16 yrs 11 mos
Previous Registrations
Citigroup Global Markets INC.
March 1998 - June 2009 · 11 yrs 3 mos
Citigroup Global Markets INC.Broker
March 1998 - June 2009 · 11 yrs 3 mos
State Registrations16 states
AZCAFLGAMAMDMINCNJNVNYORRITNTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.