Arnulfo Tumbaga is a registered investment advisor at Morgan Stanley, based in Pinole, CA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
Pinole, CA
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
January 2022 - Present · 4 yrs 4 mos
Morgan Stanley
January 2022 - Present · 4 yrs 4 mos
Morgan Stanley
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
June 2020 - February 2022 · 1 yr 8 mos
UBS Financial Services INC.Broker
June 2020 - February 2022 · 1 yr 8 mos
Morgan Stanley
March 2016 - June 2020 · 4 yrs 3 mos
Morgan StanleyBroker
September 2012 - June 2020 · 7 yrs 9 mos
Barclays Capital INC.Broker
September 2008 - September 2012 · 4 yrs
Lehman Brothers INC.Broker
July 2003 - September 2008 · 5 yrs 2 mos
TD Waterhouse Investor Services, INC.Broker
March 1998 - July 2003 · 5 yrs 4 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
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Exams
No exam information available for this advisor.