Jason Cox is a registered investment advisor at Northpeak Financial, INC., based in Frederick, MD, with 24 years of industry experience. Jason operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, Investment Management, Retirement Planning. Their firm serves 124 clients with $42M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
NorthPeak Financial charges a percentage of your portfolio value each year for investment management. The exact percentage depends on the type of account you have and whether you give them the authority to make trades without asking you first. The fees are:
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Qualified Plan Retirement Accounts with Advisor Discretion:
- Up to $1,000,000: 1.25%
- $1,000,001 to $2,000,000: 1.00%
- $2,000,001 to $3,000,000: 0.75%
- Over $3,000,000: 0.50%
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Qualified Plan Retirement Accounts without Advisor Discretion:
- Up to $1,000,000: 1.00%
- $1,000,001 to $2,000,000: 0.75%
- $2,000,001 to $3,000,000: 0.50%
- Over $3,000,000: 0.50%
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Non-Qualified Brokerage Accounts with Advisor Discretion:
- Up to $1,000,000: 1.00%
- $1,000,001 to $2,000,000: 0.75%
- $2,000,001 to $3,000,000: 0.50%
- Over $3,000,000: 0.50%
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Non-Qualified Brokerage Accounts without Advisor Discretion:
- Up to $500,000: 1.25%
- $500,001 to $1,000,000: 1.00%
- $1,000,001 to $1,500,001: 0.75%
- Over $1,500,001: 0.50%
These fees are negotiable and may be reduced if you also hire NorthPeak Financial for financial planning services.
Location
50 Carroll Creek Way, Suite 220, Frederick, MD, 21701
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Northpeak Financial, INC.
Previous Registrations
Northpeak Financial, INC.
Kovack Advisors, INC.
Rk Advisors
Lincoln Financial Advisors Corporation
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.