NorthPeak Financial offers investment advice tailored to each client's needs. They provide both discretionary and non-discretionary portfolio management, meaning they can either make trades for you or require your approval first. They also offer financial planning services to help you manage your finances and achieve your goals. NorthPeak Financial will review your financial plan annually to ensure it still meets your needs.
Fee Structure
NorthPeak Financial charges a percentage of your portfolio value each year for investment management. The exact percentage depends on the type of account you have and whether you give them the authority to make trades without asking you first. The fees are:
-
Qualified Plan Retirement Accounts with Advisor Discretion:
- Up to $1,000,000: 1.25%
- $1,000,001 to $2,000,000: 1.00%
- $2,000,001 to $3,000,000: 0.75%
- Over $3,000,000: 0.50%
-
Qualified Plan Retirement Accounts without Advisor Discretion:
- Up to $1,000,000: 1.00%
- $1,000,001 to $2,000,000: 0.75%
- $2,000,001 to $3,000,000: 0.50%
- Over $3,000,000: 0.50%
-
Non-Qualified Brokerage Accounts with Advisor Discretion:
- Up to $1,000,000: 1.00%
- $1,000,001 to $2,000,000: 0.75%
- $2,000,001 to $3,000,000: 0.50%
- Over $3,000,000: 0.50%
-
Non-Qualified Brokerage Accounts without Advisor Discretion:
- Up to $500,000: 1.25%
- $500,001 to $1,000,000: 1.00%
- $1,000,001 to $1,500,001: 0.75%
- Over $1,500,001: 0.50%
These fees are negotiable and may be reduced if you also hire NorthPeak Financial for financial planning services.