DH
DH

David Hayward

19 Years of Experience
Madison, WI
Broker

David Hayward is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Madison, WI, with 19 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

2 E Mifflin St, Madison, WI, 53703

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Previous Registrations
Wells Fargo Advisors
May 2021 - May 2025 · 4 yrs
Wells Fargo Clearing Services, LLCBroker
May 2021 - May 2025 · 4 yrs
Equitable Advisors, LLCBroker
May 2020 - November 2020 · 6 mos
Northwestern Mutual Investment Services,llc
December 2015 - May 2019 · 3 yrs 5 mos
Northwestern Mutual Investment Services, LLCBroker
November 2015 - May 2019 · 3 yrs 6 mos
Barrington Research Associates, INC.Broker
April 2006 - February 2010 · 3 yrs 10 mos
Maxim Group LLCBroker
June 2004 - June 2005 · 1 yr
Blaylock & Partners, L.P.Broker
July 2003 - January 2004 · 6 mos
William Blair & Company L.L.C.Broker
January 2001 - June 2003 · 2 yrs 5 mos
Sanders Morris Harris INC.Broker
October 1998 - February 2001 · 2 yrs 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 1998 - August 1998 · 6 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
David Hayward - Financial Advisor | TrueAdvisor