Daniel Renz
Daniel Renz is a registered investment advisor at LPL Financial LLC, based in Upper Arlington, OH, with 23 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
1800 W Lane Ave, Upper Arlington, OH, 43221
Get directionsHistory
Regulatory History (2)
Customer Dispute
March 2004Customer Dispute
September 2002Other Business Activities
Daniel is a Director of Heartland Planning and Associates at Heartland Bank, dedicating about a quarter of his time. He also operates Heartland Planning Associates as a DBA for his LPL business, which is investment-related and takes nearly full-time hours.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
North Star Wealth Advisors
North Star Wealth Advisors
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Painewebber IncorporatedBroker
State Registrations15 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.