EK
EK

Eric Kirkman

26 Years of Experience
Los Angeles, CA
Broker

Eric Kirkman is a registered investment advisor at Capital Client Group, INC., based in Los Angeles, CA, with 26 years of industry experience. Eric operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Investment Management.

Compensation
N/A
Firm Size
583 advisors
IM Fee
Planning only

Fee Structure

Investment management only (planning not offered)

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

333 South Hope Street, 55th Floor, Los Angeles, CA, 90071-1447

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Capital Client Group, INC.Broker
January 2022 - Present · 4 yrs 4 mos
Capital Client Group, INC.
January 2022 - Present · 4 yrs 4 mos
Capital Client Group, INC.
January 2022 - Present · 4 yrs 4 mos
Previous Registrations
Columbia Management Investment Advisers, LLC
February 2011 - January 2022 · 10 yrs 11 mos
Columbia Management Investment Distributors, INC.Broker
May 2010 - January 2022 · 11 yrs 8 mos
Columbia Management Investment Advisers, LLC
May 2010 - February 2011 · 9 mos
Columbia Management Advisors, LLC
December 2005 - May 2010 · 4 yrs 5 mos
Columbia Management Distributors, INC.Broker
June 2004 - May 2010 · 5 yrs 11 mos
Bacap Distributors, LLCBroker
January 2003 - June 2004 · 1 yr 5 mos
Stephens INC.Broker
May 2002 - January 2003 · 8 mos
Pimco Funds Distributors LLCBroker
April 2000 - April 2002 · 2 yrs
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
July 1999 - February 2000 · 7 mos
State Registrations3 states
CANCSC
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.