Scott Simon is a registered investment advisor at MML Investors Services, LLC, based in Horsham, PA, with 27 years of industry experience. Scott operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Retirement Planning. Their firm serves 392,809 clients with $90B in assets under management.
Compensation
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Fee Structure
MML Investors Services manages investment menus for retirement plans and offers a managed account service for participants.
For the overall plan, MMLIS selects and monitors investment options. For participants using the managed account service, fees are charged quarterly, up to a maximum of 0.60% per year of the account value. MMLIS receives 0.10% of this fee, with the remainder going to Morningstar and the recordkeeper. The exact fees vary by recordkeeper and whether the service is a Qualified Default Investment Alternative.
Location
220 Gibraltar Road, Suite 350, Horsham, PA, 19044-2306
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
MML Investors Services, LLC
MML Investors Services, LLC
MML Investors Services, LLCBroker
Previous Registrations
Bny Mellon Capital Markets, LLCBroker
Pershing LLCBroker
Pershing Advisor Solutions LLCBroker
Mbsc Securities CorporationBroker
Bny Mellon Capital Markets, LLCBroker
Fairholme Distributors, LLCBroker
Sterling Capital Distributors, LLCBroker
Mgi Funds Distributors, LLCBroker
Highmark Funds Distributors, LLCBroker
Bny Mellon Distributors LLCBroker
Pfpc Distributors, INC.Broker
Hornor, Townsend & Kent, INC.Broker
State Registrations25 states
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