Gregg Diamond
Gregg Diamond is a registered investment advisor at LPL Financial LLC, based in Northridge, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
9045 Corbin Ave. Unit 305, Northridge, CA, 91324
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Regulatory History (1)
Customer Dispute
March 2009Other Business ActivitiesSells Insurance
Gregg has several outside business activities, including a tax/investment S corp, rental real estate since 2015 (minimal time), and non-variable insurance sales since 2022 (minimal time). He is also an insurance agent with CBS Brokerage since 2023 (minimal time).
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Wamu Investments, INC.
Wamu Investments, INC.Broker
Griffin Financial ServicesBroker
State Registrations11 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.