Rebecca Hood is a registered investment advisor, based in New York, NY, with 24 years of industry experience.
Location
240 Greenwich Street, New York, NY, 10286
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Rebecca works at Whole Foods, dedicating minimal time to this activity since August 2023. This activity does not occur during securities trading hours.
Employment History
Current Registrations
Pershing LLCBroker
July 2024 - Present · 1 yr 10 mos
Pershing LLC
July 2024 - Present · 1 yr 10 mos
Bny Mellon Securities Corporation
December 2021 - Present · 4 yrs 5 mos
Bny Mellon Securities Corporation
December 2021 - Present · 4 yrs 5 mos
Bny Mellon Securities CorporationBroker
December 2021 - Present · 4 yrs 5 mos
Previous Registrations
Newedge Advisors
November 2021 - December 2021 · 1 mo
Newedge Securities, INC.Broker
April 2021 - December 2021 · 8 mos
Mid Atlantic Financial Management, INC.
April 2021 - November 2021 · 7 mos
Citizens Securities, INC.Broker
March 2021 - April 2021 · 1 mo
Citizens Investment Services
March 2021 - April 2021 · 1 mo
H. Beck, INC.Broker
October 2020 - March 2021 · 5 mos
H. Beck, INC.
September 2020 - March 2021 · 6 mos
Anthem Securities, INC.Broker
August 2009 - August 2018 · 9 yrs
Amerivest Investment Management, LLC
May 2006 - June 2009 · 3 yrs 1 mo
TD Ameritrade, INC.
June 2003 - June 2009 · 6 yrs
TD Ameritrade, INC.Broker
November 2002 - June 2009 · 6 yrs 7 mos
Salomon Smith Barney INC.Broker
November 1999 - October 2002 · 2 yrs 11 mos
American Express Financial Advisors INC.Broker
February 1998 - October 1998 · 8 mos
Ids Life Insurance CompanyBroker
February 1998 - October 1998 · 8 mos
State Registrations1 state
PA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.