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Mary Duncan

J.P. Morgan Securities LLC
28 Years of Experience
Santa Fe, NM
1 DisclosureBroker
View SEC Summary
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Mary Duncan is a registered investment advisor at J.P. Morgan Securities LLC, based in Santa Fe, NM, with 28 years of industry experience. Mary is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.

J.P. Morgan Securities LLC
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B

Fee Structure

Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $250K0.60%
$250K+0.50%

Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

2002 Cerrillos Rd, Suite H, Santa Fe, NM, 87505

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
April 2026
Settled
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
J.P. Morgan Securities LLC
June 2024 - Present · 2 yrs 4 mos
J.P. Morgan Securities LLCBroker
October 2021 - Present · 5 yrs
Previous Registrations
Benjamin F. Edwards & Company, Incorporated
October 2013 - July 2021 · 7 yrs 9 mos
Benjamin F. Edwards & Company, INC.Broker
October 2013 - July 2021 · 7 yrs 9 mos
Wells Fargo Advisors, LLCBroker
January 2008 - October 2013 · 5 yrs 9 mos
Wells Fargo Advisors, LLC
January 2008 - October 2013 · 5 yrs 9 mos
A. G. Edwards & Sons, INC.
March 2003 - January 2008 · 4 yrs 10 mos
A. G. Edwards & Sons, INC.Broker
June 1999 - January 2008 · 8 yrs 7 mos
Suntrust Securities, INC.Broker
May 1998 - May 1999 · 1 yr
State Registrations20 states
AZCACOCTFLGAILINKSLAMAMDMNNMNYRISDTXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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