DA
CFP
DA
CFP
Daniel Aruca is a CFP-designated registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 10 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134
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Regulatory History (1)
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Customer Dispute
August 2024Denied
Other Business Activities
Daniel serves as a trustee or co-trustee for multiple trusts in Florida and Colorado since 2019, involving estate administration. These activities require minimal time outside of business hours.
Employment History
Current Registrations
Morgan Stanley
April 2019 - Present · 7 yrs 1 mo
Morgan StanleyBroker
April 2019 - Present · 7 yrs 1 mo
Previous Registrations
Sagepoint Financial, INC.
November 2015 - April 2019 · 3 yrs 5 mos
Sagepoint Financial, INC.Broker
October 2015 - April 2019 · 3 yrs 6 mos
State Registrations16 states
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AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.