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Aldo Busot

50 Years of Experience
Coral Gables, FL
1 DisclosureBroker

Aldo Busot is a registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 50 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Settled
Other Business Activities

Aldo is the VP & Secretary of Angela Court Inc., a real estate business, dedicating minimal time to looking for real estate opportunities. He also serves as the Chairman of the board of directors/investment committee for the Dr. John T MacDonald Foundation, a charity, spending a few hours per week on board and investment committee meetings.

Employment History
Current Registrations
Morgan Stanley
June 2009 - Present · 17 yrs 3 mos
Morgan StanleyBroker
June 2009 - Present · 17 yrs 3 mos
Previous Registrations
Citigroup Global Markets INC.
February 2009 - June 2009 · 4 mos
Citigroup Global Markets INC.Broker
February 2009 - June 2009 · 4 mos
UBS Financial Services INC.
September 1986 - March 2009 · 22 yrs 6 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
January 1980 - January 1980 · 0 mos
UBS Financial Services INC.Broker
January 1980 - March 2009 · 29 yrs 2 mos
Thomson Mckinnon Securities INC.Broker
August 1978 - January 1980 · 1 yr 5 mos
The Securities Corporation of Puerto RicoBroker
April 1978 - September 1978 · 5 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - May 1978 · 8 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
August 1975 - February 1976 · 6 mos
State Registrations25 states
ARAZCACOCTDEFLGAILMAMDNCNJNMNVNYPAPRSCTNTXVAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.