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Aldo Busot

Morgan Stanley
51 Years of Experience
Coral Gables, FL
1 DisclosureBroker
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Aldo Busot is a registered investment advisor at Morgan Stanley, based in Coral Gables, FL, with 51 years of industry experience. Aldo is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Morgan Stanley
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

220 Alhambra Circle, 10th Floor, Coral Gables, FL, 33134

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
August 2010
Settled
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Other Business Activities

Aldo is the VP & Secretary of Angela Court Inc., a real estate business, dedicating minimal time to looking for real estate opportunities. He also serves as the Chairman of the board of directors/investment committee for the Dr. John T MacDonald Foundation, a charity, spending a few hours per week on board and investment committee meetings.

Employment History
Current Registrations
Morgan StanleyBroker
June 2009 - Present · 17 yrs 4 mos
Morgan Stanley
June 2009 - Present · 17 yrs 4 mos
Previous Registrations
Citigroup Global Markets INC.
February 2009 - June 2009 · 4 mos
Citigroup Global Markets INC.Broker
February 2009 - June 2009 · 4 mos
UBS Financial Services INC.
September 1986 - March 2009 · 22 yrs 6 mos
Paine, Webber, Jackson & Curtis IncorporatedBroker
January 1980 - January 1980 · 0 mos
UBS Financial Services INC.Broker
January 1980 - March 2009 · 29 yrs 2 mos
Thomson Mckinnon Securities INC.Broker
August 1978 - January 1980 · 1 yr 5 mos
The Securities Corporation of Puerto RicoBroker
April 1978 - September 1978 · 5 mos
Bache Halsey Stuart Shields IncorporatedBroker
September 1977 - May 1978 · 8 mos
Bache Halsey Stuart INC.Broker
August 1976 - September 1977 · 1 yr 1 mo
Bache & CO IncorporatedBroker
February 1976 - August 1976 · 6 mos
Bache & CO., IncorporatedBroker
August 1975 - February 1976 · 6 mos
State Registrations25 states
ARAZCACOCTDEFLGAILMAMDNCNJNMNVNYPAPRSCTNTXVAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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