JJ
JJ
Jon Johansen is a registered investment advisor, based in Minnetonka, MN, with 27 years of industry experience.
Location
110 Cheshire Lane, Suite 110, Minnetonka, MN, 55305
Get directionsHistory
Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2010Settled
Other Business ActivitiesSells Insurance
Jon sells fixed insurance products with various companies since 1997, dedicating a few hours per week. He is also a partner at Mill City Financial Partners and the president of Advantage Financial Resources, Inc., spending full-time hours at each.
Employment History
Current Registrations
Cetera Wealth Services, LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Investment Advisers LLC
March 2024 - Present · 2 yrs 2 mos
Cetera Wealth Services, LLCBroker
March 2024 - Present · 2 yrs 2 mos
Previous Registrations
Vpwm Advisors, LLC
January 2014 - March 2024 · 10 yrs 2 mos
LPL Financial LLC
January 2014 - October 2015 · 1 yr 9 mos
LPL Financial LLCBroker
July 2007 - March 2024 · 16 yrs 8 mos
Next Financial Group, INC.Broker
August 2005 - July 2007 · 1 yr 11 mos
American General Securities IncorporatedBroker
October 2002 - August 2005 · 2 yrs 10 mos
Franklin Financial Services CorporationBroker
March 1998 - October 2002 · 4 yrs 7 mos
State Registrations14 states
AZCACOFLIAIDILINMNMTNENVTXWI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.