David Laliberte
David Laliberte is a registered investment advisor at Vanderbilt Advisory Services, based in Hudson, MA, with 27 years of industry experience. David operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 2 more. Their firm serves 6,470 clients with $2.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
VAS offers investment management through its Managed Account Program and VFG Tactical Model Portfolios. Fees are based on assets under management and can be structured as a flat annual fee, flat percentage, threshold billing, or tiered billing. The specific fee structure is outlined in the Investment Advisory Agreement.
VAS also uses Betterment for Advisors, where fees range from 0.12% to 0.25% of account balances, charged monthly or quarterly. VAS also charges an advisory fee on top of the Betterment fee.
Location
Hudson, MA
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Regulatory History (1)
Criminal
September 2015Other Business ActivitiesSells Insurance
David is involved in fixed, indexed, and life insurance sales through multiple sole proprietorships and DRL Invest Insure, dedicating about 10-20% of his time to each. He also receives rental income as President of EDM Management Group LLC, but this takes minimal time.
Employment History
Current Registrations
Vanderbilt Advisory Services
Vanderbilt Securities, LLCBroker
Previous Registrations
Bishop, Rosen & CO., INC.Broker
Jesup & Lamont Securities CORPBroker
Kimball & Cross Investment Management CORP.Broker
Ladenburg, Thalmann & CO., INC.Broker
State Registrations9 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.