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Christopher Phillips

Wells Fargo Advisors
28 Years of Experience
Orlando, FL
1 DisclosureBroker
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Christopher Phillips is a registered investment advisor at Wells Fargo Advisors, based in Orlando, FL, with 28 years of industry experience. Christopher is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Divorce Planning, Education Planning, Financial Planning & Coaching, and 2 more. Their firm serves 1,324,168 clients with $670B in assets under management.

Wells Fargo Advisors
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
14699 advisors
IM Fee
Planning only
Assets Under Management
$671.4B

Fee Structure

Detailed fee information is not available for this advisor. View their full brochure on SEC.gov for fee details.

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Location

800 N Magnolia Ave Ste 1401, Orlando, FL, 32803

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2001
Denied
View Full SEC ReportHow to Read Disclosures
Employment History
Current Registrations
Wells Fargo Advisors
June 2023 - Present · 3 yrs 4 mos
Wells Fargo Clearing Services, LLCBroker
June 2023 - Present · 3 yrs 4 mos
Previous Registrations
UBS Financial Services INC.
September 2011 - July 2023 · 11 yrs 10 mos
UBS Financial Services INC.Broker
September 2011 - July 2023 · 11 yrs 10 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
March 2005 - September 2011 · 6 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
February 2005 - September 2011 · 6 yrs 7 mos
UBS Financial Services INC.
June 1998 - March 2005 · 6 yrs 9 mos
UBS Financial Services INC.Broker
June 1998 - March 2005 · 6 yrs 9 mos
State Registrations35 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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