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Christina Chou

28 Years of Experience
Beverly Hills, CA
2 DisclosuresBroker

Christina Chou is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location

9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Settled
Customer Dispute
October 2008
Denied
Employment History
Current Registrations
Morgan Stanley
August 2011 - Present · 15 yrs 1 mo
Morgan StanleyBroker
August 2011 - Present · 15 yrs 1 mo
Previous Registrations
UBS Financial Services INC.
April 1998 - August 2011 · 13 yrs 4 mos
UBS Financial Services INC.Broker
February 1998 - August 2011 · 13 yrs 6 mos
State Registrations13 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.