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Christina Chou

28 Years of Experience
Beverly Hills, CA
2 DisclosuresBroker

Christina Chou is a registered investment advisor at Morgan Stanley, based in Beverly Hills, CA, with 28 years of industry experience. Christina is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Alternative Investments, High Net Worth, Investment Management, Retirement Planning. Their firm serves 2,703,720 clients with $2000B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23172 advisors
Number of Clients
2,703,720 clients
Average Client Portfolio
$726K average
Assets Under Management
$1961.9B

Fee Structure

Investment management only (planning not offered)

Morgan Stanley Smith Barney LLC charges a fee for its consulting services, which is generally payable quarterly in advance. The maximum fee for the services is $500,000, and fees are negotiable between the client and their private wealth advisor.

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Location

9665 Wilshire Boulevard, Suite 600, Beverly Hills, CA, 90212

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History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
May 2012
Settled
Customer Dispute
October 2008
Denied
Employment History
Current Registrations
Morgan Stanley
August 2011 - Present · 15 yrs 2 mos
Morgan StanleyBroker
August 2011 - Present · 15 yrs 2 mos
Previous Registrations
UBS Financial Services INC.
April 1998 - August 2011 · 13 yrs 4 mos
UBS Financial Services INC.Broker
February 1998 - August 2011 · 13 yrs 6 mos
State Registrations14 states
AZCAFLGAILMAMDNJNVNYPATXVAWA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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