JM
JM

Jason Macaluso

28 Years of Experience
New Haven, CT
Broker

Jason Macaluso is a registered investment advisor at Raymond James & Associates, INC., based in New Haven, CT, with 28 years of industry experience. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 2 more. Their firm serves 531,617 clients with $500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
5669 advisors
IM Fee
Planning only
Assets Under Management
$501.0B

Fee Structure

Investment management only (planning not offered)
Hourly Rate:Up to $400/hr
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Location

265 Church Street, Suite 401, New Haven, CT, 06510

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Employment History
Current Registrations
Raymond James & Associates, INC.Broker
April 2024 - Present · 2 yrs 1 mo
Raymond James & Associates, INC.
April 2024 - Present · 2 yrs 1 mo
Previous Registrations
UBS Financial Services INC.Broker
May 2008 - May 2024 · 16 yrs
UBS Financial Services INC.
May 2008 - May 2024 · 16 yrs
Citigroup Global Markets INC.
September 2000 - June 2008 · 7 yrs 9 mos
Citigroup Global Markets INC.Broker
August 2000 - June 2008 · 7 yrs 10 mos
Prudential Securities IncorporatedBroker
April 1999 - August 2000 · 1 yr 4 mos
First Union Brokerage Services, INC.Broker
February 1998 - March 1999 · 1 yr 1 mo
State Registrations15 states
CACTDEFLILMAMINJNMNYORPASCTXVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Jason Macaluso - Financial Advisor | TrueAdvisor