Thomas Pierce is a CFP-designated registered investment advisor at Morgan Stanley, based in Southlake, TX, with 26 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1400 Civic Place, Suite 200, Southlake, TX, 76092
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Employment History
Current Registrations
Morgan StanleyBroker
May 2020 - Present · 6 yrs
Morgan Stanley
May 2020 - Present · 6 yrs
Previous Registrations
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 2002 - May 2020 · 17 yrs 6 mos
Merrill Lynch, Pierce, Fenner & Smith Incorporated
November 2002 - May 2020 · 17 yrs 6 mos
Merrill Lynch Pierce Fenner & Smith INC.
July 2000 - June 2002 · 1 yr 11 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
November 1999 - June 2002 · 2 yrs 7 mos
Fidelity Brokerage Services, INC.Broker
March 1998 - May 1998 · 2 mos
State Registrations21 states
ARAZCACODEFLIDKSKYLAMAMNMONCNHNYOHOKORTXWA
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.