MV
MV
Michael Vallee is a registered investment advisor at Morgan Stanley, based in Southlake, TX, with 38 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.
Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B
Fee Structure
Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
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Location
1400 Civic Place, Suite 200, Southlake, TX, 76092
Get directionsHistory
Regulatory History (5)
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Customer Dispute
February 2016Settled
Customer Dispute
April 2015Settled
Customer Dispute
November 2004Award / Judgment
Customer Dispute
September 1998Denied
Customer Dispute
December 1994Settled
Employment History
Current Registrations
Morgan Stanley
January 2015 - Present · 11 yrs 4 mos
Morgan StanleyBroker
January 2015 - Present · 11 yrs 4 mos
Previous Registrations
Raymond James & Associates, INC.Broker
February 2013 - January 2015 · 1 yr 11 mos
Raymond James & Associates, INC.
February 2013 - January 2015 · 1 yr 11 mos
Morgan Keegan & Company, INC.Broker
November 2004 - February 2013 · 8 yrs 3 mos
Morgan Keegan & Company, INC.
November 2004 - February 2013 · 8 yrs 3 mos
Wachovia Securities, LLC
July 2003 - November 2004 · 1 yr 4 mos
Wachovia Securities, LLCBroker
July 2003 - November 2004 · 1 yr 4 mos
Prudential Securities Incorporated
March 2002 - July 2003 · 1 yr 4 mos
Prudential Securities IncorporatedBroker
October 2000 - July 2003 · 2 yrs 9 mos
Painewebber IncorporatedBroker
August 2000 - November 2000 · 3 mos
J.C. Bradford & CO.Broker
April 1999 - August 2000 · 1 yr 4 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1988 - April 1999 · 10 yrs 10 mos
J. T. Moran & CO., INC.Broker
May 1988 - June 1988 · 1 mo
Sherwood Capital, INC.Broker
August 1987 - May 1988 · 9 mos
State Registrations9 states
ALARCACOLAMIMOTXWV
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.