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Michael Reyes

27 Years of Experience
Vienna, VA
3 DisclosuresBroker

Michael Reyes is a registered investment advisor at Merrill Lynch, Pierce, Fenner & Smith Incorporated, based in Vienna, VA, with 27 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,738,212 clients with $1500B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
25581 advisors
Number of Clients
1,738,212 clients
Average Client Portfolio
$869K average
Assets Under Management
$1511.1B

Fee Structure

Investment management only (planning not offered)

The program's fees consist of two parts: the fee you pay to Bank of America for its services, and a fee for the specific investment strategy you choose. The strategy fee, called the Style Manager Expense, generally ranges from 0.00% to 0.50% of your assets annually. Clients investing in strategies managed by related entities will not be charged a Style Manager Expense.

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Location

8075 Leesburg Pike, Vienna, VA, 22182

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
May 2017
Final
Financial
July 2016
Final
Judgment / Lien
February 2014
Other Business Activities

Michael is involved with the Alexandria Chamber of Commerce, serving on the membership committee and dedicating minimal time. He is also a board member of AKP Sports Foundation, a charitable organization, dedicating minimal time.

Employment History
Current Registrations
Merrill Lynch, Pierce, Fenner & Smith Incorporated
February 2016 - Present · 10 yrs 3 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
January 2016 - Present · 10 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
June 2009 - December 2015 · 6 yrs 6 mos
Morgan Stanley
June 2009 - December 2015 · 6 yrs 6 mos
Citigroup Global Markets INC.
March 2009 - June 2009 · 3 mos
Citigroup Global Markets INC.Broker
February 2009 - June 2009 · 4 mos
UBS Financial Services INC.
September 2002 - December 2008 · 6 yrs 3 mos
UBS Financial Services INC.Broker
September 2002 - December 2008 · 6 yrs 3 mos
Deutsche Bank Securities INC.Broker
January 2001 - October 2002 · 1 yr 9 mos
Deutsche Bank Securities INC.
August 2000 - October 2002 · 2 yrs 2 mos
Db Alex. Brown LLCBroker
March 2000 - January 2001 · 10 mos
Capitol Securities Management, INC.Broker
June 1999 - November 1999 · 5 mos
Dean Witter Reynolds INC.Broker
September 1998 - June 1999 · 9 mos
American Express Financial Advisors INC.Broker
May 1998 - July 1998 · 2 mos
Ids Life Insurance CompanyBroker
May 1998 - July 1998 · 2 mos
State Registrations22 states
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AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.