Roland Santini is a PFS-designated registered investment advisor at Spc, based in Sunrise, FL, with 28 years of industry experience. Roland is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, Financial Planning & Coaching, Insurance Planning, and 3 more. Their firm serves 30,916 clients with $6.1B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum annual advisory fee is 2.50%. Advisors set their own rates for each account up to this maximum limit. A 0.15% program fee is included within the total fee.
Fee Estimator
Location
803 Shotgun Rd, Sunrise, FL, 33326
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Regulatory History (1)
Customer Dispute
May 2004Other Business Activities
Roland is involved in several business activities, including an accounting and tax practice, sub-contracting accounting and tax services, and holding a realtor license. He also serves as power of attorney and trustee for Elaine Miles.
Employment History
Current Registrations
Spc
Parkland Securities, LLCBroker
Previous Registrations
Jefferson Pilot Securities CorporationBroker
Mutual Service CorporationBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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