AH
CFP · ChFC
AH
CFP · ChFC

Anthony Henry

27 Years of Experience
Wood-Ridge, NJ
1 DisclosureBroker

Anthony Henry is a CFP, ChFC-designated registered investment advisor at Cetera Investment Advisers LLC, based in Wood-Ridge, NJ, with 27 years of industry experience. Anthony operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 584,487 clients with $160B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
10345 advisors
IM Fee
Planning only
Assets Under Management
$163.8B
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Location

250 Valley Blvd, Wood-Ridge, NJ, 07075

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
July 2008
Denied
Employment History
Current Registrations
Cetera Investment Advisers LLC
March 2022 - Present · 4 yrs 4 mos
Cetera Investment Services LLCBroker
March 2022 - Present · 4 yrs 4 mos
Previous Registrations
Infinex Investments, INC.Broker
July 2016 - March 2022 · 5 yrs 8 mos
Infinex Investments, INC.
July 2016 - March 2022 · 5 yrs 8 mos
Essex National Securities, LLC
July 2010 - July 2016 · 6 yrs
Essex National Securities, LLCBroker
February 2010 - July 2016 · 6 yrs 5 mos
Essex National Securities, INC.
February 2010 - June 2010 · 4 mos
LPL Financial CorporationBroker
March 2008 - February 2010 · 1 yr 11 mos
LPL Financial Corporation
March 2008 - February 2010 · 1 yr 11 mos
Ifmg Securities, INC.
April 2003 - March 2008 · 4 yrs 11 mos
Ifmg Securities, INC.Broker
April 2003 - March 2008 · 4 yrs 11 mos
Invest Financial Corporation
July 2002 - April 2003 · 9 mos
Invest Financial CorporationBroker
July 2002 - April 2003 · 9 mos
Prudential Securities IncorporatedBroker
July 1999 - July 2002 · 3 yrs
Dean Witter Reynolds INC.Broker
April 1998 - July 1999 · 1 yr 3 mos
State Registrations6 states
FLILNJNYPARI
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Anthony Henry - Financial Advisor | TrueAdvisor