Michael Waxberg
Michael Waxberg is a registered investment advisor at Northwestern Mutual Investment Services,llc, based in Calabasas, CA, with 27 years of industry experience. Michael operates on a fee-only basis, meaning they do not earn commissions from product sales. Their firm serves 1 clients.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Fee Structure
NMIS does not manage accounts directly for individual clients. NMIS provides referral services to other investment advisors and fixed income advice to other investment advisors.
Location
Ste 410, 23975 Park Sorrento, Calabasas, CA, 91302
Get directionsHistory
Regulatory History (1)
Criminal
May 1996Other Business ActivitiesSells Insurance
Michael may earn commissions from insurance companies for sales of non-variable life, health, annuity, and/or disability income insurance products. He is also the 100% owner of FC, Inc., a legal entity established for business purposes, and receives compensation from personal production, dedicating about a quarter of his time to this.
Employment History
Current Registrations
Northwestern Mutual Investment Services,llc
Northwestern Mutual Investment Services, LLCBroker
Previous Registrations
Northwestern Mutual Wealth Management Company
Robert W. Baird & CO. IncorporatedBroker
State Registrations28 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.