JL
JL
J. Lally
63 Years of Experience
Los Angeles, CA
1 DisclosureBroker
J. Lally is a registered investment advisor at J.P. Morgan Securities LLC, based in Los Angeles, CA, with 63 years of industry experience. J. is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning, Socially Responsible Investing. Their firm serves 1,246,646 clients with $430B in assets under management.
Compensation
Fee-Only (% of Portfolio)
Firm Size
14260 advisors
Number of Clients
1,246,646 clients
Average Client Portfolio
$345K average
Assets Under Management
$429.7B
Fee Structure
Minimum Investment:$25K
Planning is included in investment management
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $250K | 0.60% |
| $250K+ | 0.50% |
Clients with $1,000,000 or more as of May 31, 2024, continue to pay 0.40%.
Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location
2029 Century Park East, Floor 37, Los Angeles, CA, 90067
Get directionsHistory
Regulatory History (1)
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Customer Dispute
March 2001Denied
Employment History
Current Registrations
J.P. Morgan Securities LLC
January 2024 - Present · 2 yrs 9 mos
J.P. Morgan Securities LLCBroker
September 2023 - Present · 3 yrs 1 mo
Previous Registrations
J.P. Morgan Private Wealth Advisors LLC
September 2019 - March 2025 · 5 yrs 6 mos
First Republic Securities Company, LLCBroker
September 2019 - September 2023 · 4 yrs
UBS Financial Services INC.
July 1997 - October 2019 · 22 yrs 3 mos
UBS Financial Services INC.Broker
February 1989 - October 2019 · 30 yrs 8 mos
Hambrecht & Quist IncorporatedBroker
November 1982 - March 1989 · 6 yrs 4 mos
Bateman Eichler, Hill Richards, IncorporatedBroker
June 1971 - November 1982 · 11 yrs 5 mos
Hornblower & Weeks - Hemphill, Noyes IncorporatedBroker
September 1963 - June 1971 · 7 yrs 9 mos
State Registrations53 states
AKALARAZCACOCTDCDEFLGAHIIAIDILINKSKYLAMAMDMEMIMNMOMSMTNCNDNENHNJNMNVNYOHOKORPAPRRISCSDTNTXUTVAVTVirgin IslandsWAWIWVWY
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.
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