Timothy Richmond is a registered investment advisor, based in Appleton, WI, with 26 years of industry experience.
Location
4321 N Ballard Rd, Appleton, WI, 54919-0001
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Regulatory History
Clean regulatory record
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Timothy owns a business where he buys storage lockers and sells the merchandise. This activity is not investment-related and requires minimal time.
Employment History
Current Registrations
Thrivent Distributors, LLCBroker
April 2017 - Present · 9 yrs 1 mo
Thrivent Distributors, LLC
April 2017 - Present · 9 yrs 1 mo
Thrivent Investment Management INC.
July 2011 - Present · 14 yrs 10 mos
Thrivent Investment Management INC.Broker
July 2011 - Present · 14 yrs 10 mos
Thrivent Investment Management INC.
July 2011 - Present · 14 yrs 10 mos
Previous Registrations
Packerland Brokerage Services, INC.
March 2011 - July 2011 · 4 mos
Packerland Brokerage Services, INC.Broker
March 2011 - July 2011 · 4 mos
Thrivent Investment Management INC.
January 2006 - December 2009 · 3 yrs 11 mos
Thrivent Investment Management INC.Broker
March 1998 - December 2009 · 11 yrs 9 mos
State Registrations1 state
WI
AdvisorBrokerBoth
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
No exam information available for this advisor.