Mehrdad Farhat
Mehrdad Farhat is a registered investment advisor at Opes Capital Group, LLC, based in Beverly Hills, CA, with 26 years of industry experience. Mehrdad operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Financial Planning & Coaching, High Net Worth, Investment Management. Their firm serves 7 clients with $5M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Opes Capital typically charges a monthly fee based on a percentage of your account balance. This fee is generally between 1% and 6% per year. The fees are negotiable and may vary among clients.
Location
9454 Wilshire Blvd, Suite 803, Beverly Hills, CA, 90210
Get directionsHistory
Regulatory History (2)
Regulatory
May 2014Employment Separation After Allegations
April 2012Employment History
Current Registrations
Opes Capital Group, LLC
Previous Registrations
First Allied Advisory Services, INC.
First Allied Securities, INC.Broker
LPL Financial LLC
LPL Financial LLCBroker
Merrill Lynch, Pierce, Fenner & Smith Incorporated
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations1 state
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.