Philip Cortese
Philip Cortese is a registered investment advisor at LPL Financial LLC, based in Latham, NY, with 25 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
531 Troy-Schenectady Road, Latham, NY, 12110
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business ActivitiesSells Insurance
Philip has affiliations with Pioneer Bank and Pioneer Wealth Management since 2015, and a limited partnership called Peak Lifestyle since late 2024, taking about 10-20% of his time. He also works with AIB-Advisors Insurance Brokers selling non-variable insurance, dedicating about 10-20% of his time.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Cetera Investment Services LLCBroker
LPL Financial LLCBroker
Northwestern Mutual Investment Services, LLCBroker
Mercer Allied Company, L.P.Broker
State Registrations10 states
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