Hugo Soares is a CFA-designated registered investment advisor at Navigator Financial LLC, based in Farmington, CT. Hugo operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Divorce Planning, Education Planning, Estate Planning, Financial Planning & Coaching, and 3 more. Their firm serves 6 clients with $4.1M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Tiered)
| Portfolio Value | Annual Fee |
|---|---|
| Up to $1.0M | 0.75% |
| $1.0M - $5.0M | 0.50% |
| $5M+ | 0.40% |
Family members of clients with at least $1,000,000 under management start at a rate of 0.50%. Family members of clients with at least $5,000,000 under management start at a rate of 0.40%.
Fee Estimator
Location
Farmington, CT
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.
Learn about disclosures →Other Business Activities
Hugo owns and manages several rental properties as a sole proprietor. He invests minimal time in this business, with occasional months requiring a few hours.
Employment History
Current Registrations
Navigator Financial LLC
State Registrations1 state
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