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Allen Gonzalez

Kovack Advisors, INC.
27 Years of Experience
Coral Springs, FL
3 DisclosuresBrokerSells Insurance
View SEC Summary
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Allen Gonzalez is a registered investment advisor at Kovack Advisors, INC., based in Coral Springs, FL, with 27 years of industry experience. Allen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, High Net Worth, Investment Management, Retirement Planning, and 1 more. Their firm serves 13,293 clients with $6.3B in assets under management.

Kovack Advisors, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
257 advisors
Number of Clients
13,293 clients
Average Client Portfolio
$472K average
Assets Under Management
$6.3B

Fee Structure

Minimum Investment:$10K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.90%

Maximum annual fee is 2.90%. Fees are negotiable depending on asset amount, type, complexity, and services provided. Combined fees with third-party managers will not exceed 2.90%.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

10100 W. Sample Rd., Suite 300, Coral Springs, FL, 33065

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History

Regulatory History (3)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
November 2011
Denied
Customer Dispute
April 2003
Denied
Customer Dispute
October 2002
Denied
View Full SEC ReportHow to Read Disclosures
Other Business ActivitiesSells Insurance

Allen spends most of his time (84%) as a managing member at AMG Legacy Planning, focusing on financial planning, advertising, and marketing. He also dedicates minimal time to fixed insurance sales, managing AMG Capital LLC, working as a notary, and auto leasing through It's A Fine Ride.

Employment History
Current Registrations
Kovack Securities INC.Broker
May 2014 - Present · 12 yrs 5 mos
Kovack Advisors, INC.
May 2014 - Present · 12 yrs 5 mos
Previous Registrations
Capital Guardian Wealth Management, LLC
May 2009 - May 2014 · 5 yrs
Capital Guardian, LLCBroker
May 2009 - May 2014 · 5 yrs
Raymond James Financial Services
September 2003 - May 2009 · 5 yrs 8 mos
Raymond James Financial Services, INC.Broker
April 2003 - May 2009 · 6 yrs 1 mo
Banc of America Investment Services, INC.Broker
March 2001 - May 2003 · 2 yrs 2 mos
Banc of America Investment Services, INC.
March 2001 - May 2003 · 2 yrs 2 mos
Wm Financial Services, INC.Broker
November 1998 - March 2001 · 2 yrs 4 mos
State Registrations13 states
ALAZCACODEFLGAMDMIMONJNYVA
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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