William Gardner
William Gardner is a registered investment advisor at LPL Financial LLC, based in Spring Hill, FL, with 28 years of industry experience. William is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Investment Management, Retirement Planning. Their firm serves 1,986,990 clients with $820B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.50% |
The maximum account fee is 2.50% and is negotiable between the client and the advisor. Fees are based on total assets in the account and payable quarterly in advance.
Fee Estimator
Location
258 Mariner Blvd, Spring Hill, FL, 34609
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2005Other Business ActivitiesSells Insurance
William is involved in several business activities, including tax preparation, serving as a DBA for LPL business, and real estate rental. He also has a referral agreement with AFLAC and sells non-variable insurance, dedicating a few hours per week to each activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Signator Financial Services, INC.
Signator Financial Services, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations37 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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