William Gardner
William Gardner is a registered investment advisor at LPL Financial LLC, based in Spring Hill, FL, with 28 years of industry experience. Their practice areas include Investment Management. Their firm serves 1,676,192 clients with $620B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
LPL Financial, along with your advisor, charges an annual fee based on the value of your account. This fee covers asset management, administrative, and custodial services. The fee is negotiable, but the maximum is 2.50% per year, paid quarterly in advance. LPL may share a portion of this fee with your advisor.
Location
258 Mariner Blvd, Spring Hill, FL, 34609
Get directionsHistory
Regulatory History (1)
Customer Dispute
April 2005Other Business ActivitiesSells Insurance
William is involved in several business activities, including tax preparation, serving as a DBA for LPL business, and real estate rental. He also has a referral agreement with AFLAC and sells non-variable insurance, dedicating a few hours per week to each activity.
Employment History
Current Registrations
LPL Financial LLC
LPL Financial LLCBroker
Previous Registrations
Osaic Wealth, INC.Broker
Osaic Wealth, INC.
Securities America Advisors, INC.
Securities America, INC.Broker
Kms Financial Services, INC
Kms Financial Services, INC.Broker
Signator Financial Services, INC.
Signator Financial Services, INC.Broker
Raymond James Financial Services
Raymond James Financial Services, INC.Broker
Prime Capital Services, INC.Broker
Royal Alliance Associates, INC.Broker
State Registrations35 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.