James Cipriotti
James Cipriotti is a registered investment advisor at Retire Ready Wealth Management, based in Radnor, PA, with 11 years of industry experience. James operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Estate Planning, Financial Planning & Coaching, High Net Worth, Investment Management, and 1 more. Their firm serves 179 clients with $36M in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 1.50% |
The fee stated includes the Sub-Advisor's fee, if applicable.
Fee Estimator
Location
150 North Radnor Chester Road, Suite F-200, Radnor, PA, 19087
Get directionsHistory
Regulatory History (6)
Regulatory
February 2021Regulatory
March 2020Regulatory
June 2019Judgment / Lien
October 2010Judgment / Lien
May 2008Customer Dispute
July 2003Other Business ActivitiesSells Insurance
James works as an insurance agent selling various insurance products, dedicating about half of his time to this investment-related activity. He conducts these sales during trading hours.
Employment History
Current Registrations
Retire Ready Wealth Management
Previous Registrations
Ing Financial Partners, INC.Broker
Hornor, Townsend & Kent, INC.Broker
Pruco Securities CorporationBroker
Dmg Securities, INC.Broker
State Registrations3 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.