KC
KC

Karen Cameron

24 Years of Experience
Tequesta, FL
6 DisclosuresBroker

Karen Cameron is a registered investment advisor at Northern Trust Securities, INC, based in Tequesta, FL, with 24 years of industry experience. Karen is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include High Net Worth, Investment Management. Their firm serves 2,053 clients with $1.7B in assets under management.

Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
127 advisors
Number of Clients
2,053 clients
Average Client Portfolio
$810K average
Assets Under Management
$1.7B

Fee Structure

Minimum Investment:$20K
Investment management only (planning not offered)
Minimum Annual Fee:$250
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $500K1.25%
$500K - $1.0M1.00%
$1.0M - $5.0M0.85%
$5M+0.75%

Rates apply to Fund Strategist Portfolio, Strategist UMA, and Equity and Balanced SMA strategies. Fixed Income SMA strategies have a separate schedule starting at 0.55%. Manager fees and product-level fees are in addition to these advisory fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
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Location

Tequesta, FL

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History

Regulatory History (6)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Financial
January 2026
Pending
Financial
January 2026
Pending
Financial
November 2025
Final
Financial
November 2025
Pending
Financial
July 2025
Final
Customer Dispute
November 2004
Denied
Employment History
Current Registrations
Northern Trust Securities, INC
November 2016 - Present · 9 yrs 11 mos
Northern Trust Securities, INC.
June 2016 - Present · 10 yrs 4 mos
Northern Trust Securities, INC.Broker
June 2016 - Present · 10 yrs 4 mos
Previous Registrations
Morgan StanleyBroker
April 2014 - April 2016 · 2 yrs
Janney Montgomery Scott LLC
August 2007 - July 2011 · 3 yrs 11 mos
Janney Montgomery Scott LLCBroker
August 2007 - July 2011 · 3 yrs 11 mos
UBS Financial Services INC.Broker
August 2007 - August 2007 · 0 mos
UBS Financial Services INC.
August 2007 - August 2007 · 0 mos
Morgan Keegan & Company, INC.
May 2005 - October 2006 · 1 yr 5 mos
Morgan Keegan & Company, INC.Broker
April 2005 - October 2006 · 1 yr 6 mos
Morgan Stanley
May 2003 - May 2005 · 2 yrs
Morgan Stanley Dw INC.Broker
May 2003 - May 2005 · 2 yrs
UBS Painewebber INC.
October 1998 - June 2003 · 4 yrs 8 mos
UBS Painewebber INC.Broker
October 1998 - June 2003 · 4 yrs 8 mos
State Registrations42 states
ALAZCACOCTDCDEFLGAHIIDILINKYLAMAMDMEMIMNMTNCNDNENHNJNMNVNYOHORPASCTNTXUTVAVTWAWIWVWY
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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