MB
MB

Michael Booth

44 Years of Experience
Las Vegas, NV
2 DisclosuresBroker

Michael Booth is a registered investment advisor at Morgan Stanley, based in Las Vegas, NV, with 44 years of industry experience. Their practice areas include Investment Management. Their firm serves 2,539,760 clients with $1700B in assets under management.

Compensation
Commission-BasedFee-Only (% of Portfolio)Fixed/Hourly
Firm Size
23050 advisors
IM Fee
Planning only
Assets Under Management
$1650.0B

Fee Structure

Investment management only (planning not offered)
Annual Retainer:Up to $500,000/year
Loading...

Location

8548 Rozita Lee Avenue, Suite 400, Las Vegas, NV, 89113

Get directions

History

Regulatory History (2)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Customer Dispute
September 2005
Settled
Customer Dispute
Settled
Employment History
Current Registrations
Morgan Stanley
June 2011 - Present · 14 yrs 11 mos
Morgan StanleyBroker
June 2011 - Present · 14 yrs 11 mos
Previous Registrations
UBS Financial Services INC.
May 2001 - June 2011 · 10 yrs 1 mo
UBS Financial Services INC.Broker
April 2001 - June 2011 · 10 yrs 2 mos
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
June 1992 - May 2001 · 8 yrs 11 mos
Oppenheimer & CO., INC.Broker
July 1983 - June 1992 · 8 yrs 11 mos
Kidder, Peabody & CO. IncorporatedBroker
August 1981 - July 1983 · 1 yr 11 mos
State Registrations30 states
AZCACOFLGAHIIDILINKSMAMDMEMIMNMTNCNJNMNVNYORPATNTXUTVAWAWIWV
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
Michael Booth - Financial Advisor | TrueAdvisor