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CFP
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CFP

Marc Thiltgen

Charles Schwab & CO., INC.
26 Years of Experience
Westlake, TX
1 DisclosureBroker
View SEC Summary
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Marc Thiltgen is a CFP-designated registered investment advisor at Charles Schwab & CO., INC., based in Westlake, TX, with 26 years of industry experience. Marc is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more.

Charles Schwab & CO., INC.
Compensation
Fixed/Hourly
Firm Size
8406 advisors
Number of Clients
Not specified
Average Client Portfolio
Not specified

Fee Structure

Planning is included in investment management
Minimum Annual Fee:$4,000
Portfolio-Based Fees (Tiered)
Portfolio ValueAnnual Fee
Up to $1.0M0.80%
$1.0M - $2.0M0.75%
$2.0M - $5.0M0.70%
$5.0M - $10.0M0.50%
$10.0M - $25.0M0.30%
$25M+0.30%

Fees for assets over $25 million are negotiable. A grandfathered schedule exists for clients enrolled prior to October 1, 2024.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
View Full SEC Brochure

Location

3000 Schwab Way, Westlake, TX, 76262

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History

Regulatory History (1)
What are disclosures? Advisors must report customer complaints, regulatory actions, and certain legal or financial events to the SEC. Not all disclosures are serious—many are settled disputes or minor violations. Learn how to evaluate them.
Criminal
November 1990
Final Disposition
View Full SEC ReportHow to Read Disclosures
Other Business Activities

Marc owns a second home through Monte Vista Resources, LLC and intends to rent it out seasonally, taking minimal time. He is also a shareholder/member of Belknap and Elsmere LLC and a board member of the San Antonio Academy Alumni Association, each requiring minimal time.

Employment History
Current Registrations
Charles Schwab & CO., INC.
May 2020 - Present · 6 yrs 5 mos
Charles Schwab & CO., INC.
May 2020 - Present · 6 yrs 5 mos
Charles Schwab & CO., INC.Broker
May 2020 - Present · 6 yrs 5 mos
Previous Registrations
Charles Schwab & CO., INC.
May 2020 - May 2020 · 0 mos
USAA Investment Management Company
January 2018 - May 2020 · 2 yrs 4 mos
USAA Financial Planning Services
September 2016 - January 2018 · 1 yr 4 mos
USAA Financial Advisors, INC.Broker
August 2016 - May 2020 · 3 yrs 9 mos
Securian Financial Services, INC.
July 2015 - August 2015 · 1 mo
Securian Financial Services, INC.Broker
May 2015 - August 2015 · 3 mos
Monte Vista Wealth Management, INC.
March 2014 - May 2015 · 1 yr 2 mos
Beacon Financial Group
May 2013 - January 2014 · 8 mos
Monte Vista Wealth Management INC.
February 2010 - April 2013 · 3 yrs 2 mos
Monte Vista Wealth Management INC.
August 2009 - December 2009 · 4 mos
Amerivest Investment Management, LLC
October 2008 - May 2009 · 7 mos
TD Ameritrade, INC.
October 2008 - May 2009 · 7 mos
TD Ameritrade, INC.Broker
September 2008 - May 2009 · 8 mos
USAA Financial Planning Services
March 2004 - August 2008 · 4 yrs 5 mos
USAA Financial Advisors, INC.Broker
March 2004 - August 2008 · 4 yrs 5 mos
USAA Investment Management Company
July 1998 - August 2003 · 5 yrs 1 mo
USAA Investment Management CompanyBroker
July 1998 - August 2003 · 5 yrs 1 mo
American Express Financial Advisors INC.Broker
March 1998 - June 1998 · 3 mos
Ids Life Insurance CompanyBroker
March 1998 - June 1998 · 3 mos
State Registrations40 states
ALARAZCACOCTDCDEFLGAIAILINKSKYLAMDMEMIMNMONCNJNMNVNYOHOKORPARISCSDTNTXVAVTWAWIWV
AdvisorBrokerBoth

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Exams
No exam information available for this advisor.
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