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Elaine Cowan

B.B. Graham & Company, INC.
28 Years of Experience
Oklahoma City, OK
Broker
View SEC Summary
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Elaine Cowan is a registered investment advisor at B.B. Graham & Company, INC., based in Oklahoma City, OK, with 28 years of industry experience. Elaine is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Estate Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 427 clients with $320M in assets under management.

B.B. Graham & Company, INC.
Compensation
Fee-Only (% of Portfolio)Fixed/Hourly
Firm Size
54 advisors
Number of Clients
427 clients
Average Client Portfolio
$753K average
Assets Under Management
$321.7M

Fee Structure

Minimum Investment:$50K
Investment management only (planning not offered)
Portfolio-Based Fees (Flat)
Portfolio ValueAnnual Fee
Any2.99%

Annual advisory fee is negotiated based on a percentage of investable assets, not to exceed 2.99%. Current client relationships may have higher or lower fees.

Fee Estimator
Your Portfolio Value
$500K
$0$500K$1M$5M$20M
Estimated Annual Fee
—
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Location

1900 NW Expressway Suite 1450, Oklahoma City, OK, 73118

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History

Regulatory History
Clean regulatory record

No disclosures, customer disputes, or regulatory actions on file.

Disclosures include customer complaints, regulatory actions, and other events that advisors must report to the SEC. A clean record means none have been reported.

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Other Business Activities

Elaine is the VP & Sales Director at Leonard Agency Inc. since 2003, dedicating about a quarter of her time to this investment-related business. She is also an IA Rep at Leonard Investment Advisors Inc. since 2003, spending minimal time on this investment-related role.

Employment History
Current Registrations
B.B. Graham & Company, INC.Broker
December 2014 - Present · 11 yrs 10 mos
Leonard Investment Advisors INC.
August 2003 - Present · 23 yrs 2 mos
Previous Registrations
Leonard Securities, INCBroker
May 2001 - December 2014 · 13 yrs 7 mos
Usallianz Securities, INC.Broker
January 2000 - June 2001 · 1 yr 5 mos
Legacy Financial Services, INC.Broker
April 1998 - December 1999 · 1 yr 8 mos
State Registrations11 states
ARCOFLIAKSKYMNMONMOKTX
AdvisorBrokerBoth

You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.

Exams
No exam information available for this advisor.
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