Shawn Senior
Shawn Senior is a registered investment advisor at UBS Financial Services INC., based in Mt. Laurel, NJ, with 28 years of industry experience. Shawn is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Education Planning, Estate Planning, High Net Worth, Insurance Planning, and 3 more. Their firm serves 1,144,588 clients with $920B in assets under management.
Compensation
Firm Size
IM Fee
Assets Under Management
Fee Structure
- Customized Financial Planning Services — Typically ranges from $1,000 to $10,000, with a general range of $500 to $50,000 depending on the scope and complexity of the engagement. Fees up to $100,000 may be permitted for highly complex situations involving relationships with a net worth of $100 million or more.
Location
501 Fellowship Road, Mt. Laurel, NJ, 08054
Get directionsHistory
Regulatory History (1)
Customer Dispute
November 2001Other Business Activities
Shawn is an employee of the Philadelphia Phillies, throwing batting practice. This takes minimal time outside of business hours and is not investment-related.
Employment History
Current Registrations
UBS Financial Services INC.Broker
UBS Financial Services INC.
Previous Registrations
Morgan Stanley
Morgan StanleyBroker
UBS Financial Services INC.Broker
UBS Financial Services INC.
Morgan Stanley
Morgan Stanley Dw INC.Broker
Merrill Lynch, Pierce, Fenner & Smith IncorporatedBroker
State Registrations26 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
More Advisors
- Matthew Boynton, CFPUBS Financial Services INC.
- Michael FidlerUBS Financial Services INC.
- Barbara AltonUBS Financial Services INC.
- Felipe ZegarraUBS Financial Services INC.
- Christopher KrobergerUBS Financial Services INC.
- Steven GoldmanUBS Financial Services INC.