Kathleen Duffy is a CFP, ChFC-designated registered investment advisor at Apella Wealth, based in McLean, VA, with 27 years of industry experience. Kathleen operates on a fee-only basis, meaning they do not earn commissions from product sales. Their practice areas include Education Planning, Investment Management, Retirement Planning, Tax Planning. Their firm serves 6,901 clients with $8B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Apella Capital offers investment management services for an annual fee based on the amount of assets managed. The maximum annual fee is 1.5%. There is a minimum account size of $500,000, but this may be waived at Apella's discretion. Apella Select clients are charged an additional fee of up to 0.25% for portfolio management services, and an additional 0.05% for tax overlay services. Apella Ascent clients pay 0.50% of assets under management.
Location
McLean, VA
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Regulatory History
No disclosures, customer disputes, or regulatory actions on file.
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Current Registrations
Apella Wealth
Previous Registrations
Ifocus Financial, LLC
Independence Wealth Advisors INC.
Ameriprise Financial Services, INC.
State Registrations3 states
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