Phillip Smeltzer
Phillip Smeltzer is a registered investment advisor at Ameriprise Financial Services, LLC, based in Athens, OH, with 27 years of industry experience. Phillip is also registered as a broker, so some compensation may come from commissions on products sold. Their practice areas include Business Owners, Charitable Giving, Corporate Executives, Education Planning, and 6 more. Their firm serves 1,386,329 clients with $660B in assets under management.
Compensation
Firm Size
Number of Clients
Average Client Portfolio
Assets Under Management
Fee Structure
Portfolio-Based Fees (Flat)
| Portfolio Value | Annual Fee |
|---|---|
| Any | 2.00% |
The maximum total annual advisory fee is 2.0% of managed account assets. Fees are negotiable with your financial advisor and vary based on the specific program and services selected.
Fee Estimator
Location
18 W State St, Ste 100, Athens, OH, 45701
Get directionsHistory
Regulatory History (1)
Customer Dispute
February 2004Other Business Activities
Phillip owns several LLCs including REALM Columbus, REALM Ohio, and Rainsong Ridge Farms, all established in 2007, which own rental real estate and a tree farm, respectively. Phillip also manages his Ameriprise business through CFSWA, Inc., dedicating about 10-20% of his time to this activity.
Employment History
Current Registrations
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLC
Ameriprise Financial Services, LLCBroker
Previous Registrations
Ids Life Insurance CompanyBroker
State Registrations27 states
You can work with an advisor not registered in your state. Most advisors can legally serve a small number of clients across state lines without registering.
Exams
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